2077 West Coast Highway, Suite A
What We Do
Integration and Strategist Partners
See What Lies Beneath.
Better User Experience
Clean, responsive design delivers a complete experience to all major computers, browsers, and tablets.
New enterprise-data oriented framework drives and supports all workflows.
New dashboards illuminate books of business to manage clients, proposals, and models.
Secure, encrypted, 100% cloud-based framework.
Automation of personal and institutional model management and drift monitoring.
Leverages Firm Data for Users, RepIDs, Splits, and Risk Profiles.
More secure single sign-on method SAML 2.0 industry standard
Better Account Coverage
Daily updates and monitoring of accounts with custodian-updated Risk Profiles for most accounts.
Flexible account search lets you focus on accounts by Account Prefix, Market Value, Registration Type, RepID, Custodian, and more.
Track Risk Profiles, RPQs, Risk Budget Overrides, and statuses for all accounts.
All proposal history versions are available online for viewing.
Home office tracks Risk Profile Questionnaire paperwork receipts.
Separation of Proposal and Account Workflows.
Improved ability to link actual Accounts to Proposals.
Better Book Management
Separate workflows for managing Clients, Proposals, and Models
Ability to sort, search, and filter dashboard columns, and filter based on various surveillance alerts.
Ability to upload assets for inclusion in models and download assets in models for review.
Ability to download dashboard results for reporting and process workflow.
Better visibility on account status, linking accounts to proposals, and home office receipt of paperwork on accounts.
New Broker/Dealer Reg BI Guidelines
RiskPro For Advisors
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